AML Advisory Manager - Investment Bank

Overview:

Our client, a leading investment bank based in Hong Kong, is seeking an experienced AML Advisory & Policy Manager to join their compliance team. This role is critical in ensuring the bank's adherence to anti-money laundering regulations and internal policies across its investment banking operations.

Key Responsibilities:

• Provide expert AML advisory support to front office and control functions across the bank's investment banking business.
• Develop, review, and enhance AML policies and procedures in line with local and international regulatory requirements.
• Monitor regulatory developments and assess their impact on the bank's AML framework.
• Lead and support AML-related projects, including policy rollouts, system enhancements, and regulatory remediation.
• Collaborate with internal stakeholders including Legal, Compliance, Risk, and Operations to ensure consistent AML standards.
• Conduct AML risk assessments and provide guidance on complex transactions and client onboarding.
• Liaise with regulators (e.g., HKMA, SFC) on AML matters and support regulatory inspections and inquiries.
• Deliver training and awareness programs to staff on AML policies and emerging risks.

Qualifications & Experience:

• Minimum 5-8 years of AML experience within investment banking or financial services, with a strong focus on advisory and policy.
• Solid understanding of Hong Kong AML regulations and global standards
• Proven experience in drafting and implementing AML policies and procedures.
• Strong stakeholder management and communication skills.
• Ability to interpret complex regulatory requirements and translate them into practical guidance.
• Professional certifications such as CAMS or ICA are highly preferred.