Responsibilities
- Manage and perform AML/CFT compliance review across multiple business units
- Conduct risk assessments and ensure that review scope covers all significant risks
- Identify AML/CFT compliance and control issues, and confirm the findings and recommendations with the relevant stakeholders
- Monitor the implementation progress of rectification actions
- Prepare compliance review reports with practical recommendations
- Coordinate the AML/CFT review projects of other parties, such as parent bank, internal, external auditors or regulators
- Execute ad-hoc review projects assigned by management
Requirement
- Bachelor degree or above in Law, Banking and Finance, Accounting or related disciplines
- Relevant qualification in CAMS, ECF (AML/CFT) Core Level, FRM, CPA, ACCA will be an advantage
- At least 4-5 years’ experience in AML/CFT Compliance, Audit, Internal Control, or regulatory work in financial sectors
- Be an analytical and critical thinker, who can manage complex scenario challenges simultaneously and able to work independently and under pressure
- Excellent project management, communication and presentation skills to work effectively across teams/ departments
- Strong knowledge of audit methodologies, risk and controls
- Good command of written and spoken English and Chinese
- Proficient in MS PowerPoint, Excel and Word
- Knowledge of and experience in computer assisted audit techniques (“CAAT”) and data analytics, data modelling and data visualization, is a definite asset
- Knowledge in Python, is a plus