工作职责:
1. Monitor the entire client onboarding procedure with good awareness of the KYC, legal, credit and compliance requirements, validate account
opening work flow and ensure quality of the process is within the efficiency standards;
2. Handle various client checks including KYC, AML, and World Check in coordination with the Compliance and Control team; review and resolve
name screening alerts generation of new clients from World-Check; Perform on-going due diligence on existing clients;
3. Provide assistance to standardize and optimize the account opening and account maintenance processes, work closely with other related teams
to improve the account management automation projects;
4. Assist with ad hoc projects and client support works when required.
任职资格:
1. Bachelor’s degree or above in Business or related discipline;
2. Qualified with a Type 1 license under the SFC is preferred;
3. 1-3 years of relevant experience in within brokerage or financial services;
4. Prior working experience relating to client onboarding, customer service, operation or data management;
5. Strong interpersonal and communication skills, self-motivated, responsible and fast paced work under pressure and meet tight deadlines;
6. Good command of English and Chinese, must be able to read and written Chinese;
7. KYC/ AML experience is an advantage
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