- Own and drive the overall product roadmap, aligning business objectives, client needs, and regulatory requirements • Act as the key person leading licensing strategy and execution, including preparation of business plans and documentation for SFC submissions • Support or serve as Responsible Officer (RO), ensuring compliance with Type 1 /2/ 4 license conditions and post-licensing obligations • Collaborate with internal stakeholders to develop product flows and features that meet both commercial and regulatory standards • Liaise with SFC and external advisors during licensing applications, audits, or ad hoc inquiries • Partner with tech and product teams to ensure platform delivery aligns with regulatory conditions and internal control standards • Continuously monitor regulatory developments and evaluate their impact on product strategy
- Bachelor’s degree or above in Finance, Business, Economics, or a related field • At least 10 years of experience in financial services or fintech, with proven product leadership experience in brokerage or wealth platforms • In-depth understanding of SFC licensing and regulatory framework (especially Type 1 and 4) • Meets SFC’s competence requirements to become an RO (current registration is a plus but not required) • Strong experience in managing product lifecycle—from idea to launch to optimization—within a regulated environment • Excellent cross-functional communication skills, with the ability to work across business, compliance, tech, and operations • Strategic mindset with hands-on ability to execute under tight timelines • Fluency in English and Cantonese; Mandarin is a plus • CFA or other relevant professional qualifications preferred
Full-time,Permanent