Assist all business lines that carrying out both IA and SFC regulated activities to comply with the IA and SFC rules and regulations
Handle all licensing matters (IA, SFC and MPFA), application, notification, annual return and survey for regulators
Carry out compliance trainings to the business units and provide advice to the management
Draft, review and negotiate agreements and other legal documents for the business lines of the Group
Advise management on business initiatives and specific issues to ensure compliance with legal and regulatory requirements
Manage local and regional commercial and regulatory legal matters of the Group
Liaise with and handle enquiries from regulatory authorities
Support corporate governance and corporate secretarial aspects of the Group
Job Requirements:
University degree in Law, Business Administration, Finance or other related disciplines
Minimum 5 years of IA and SFC compliance experiences
Familiar with relevant regulatory requirements for Licensed Corporations
Excellent communication skills in both English and Chinese with strong drafting skills
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Full-time
举报职位
