Job Purpose:
Conducting investigations triggered by financial crime notifications and any alerts triggered internally and externally, ensuring that all the investigations and reports to be handled in compliance with all the relevant policies and guidelines in a professional manner.
Main Responsibilities:
• Review on financial crime notifications received from law enforcement agencies, regulators and any alerts triggered internally and externally;
• Investigate any forms of financial crime incidents such as fraud, forgery or money laundering, whether committed by internal or external parties or collusion against Dah Sing Banking Group (the “Group”);
• Prepare and submit Suspicious Transaction Reports to the relevant law enforcement agency;
• Co-operate with Transaction Monitoring Team in tackling the financial crime activities within the Group;
• Advise the Business Units in the investigation and prevention of financial crimes;
• Assist the Senior Manager in any matters relating to financial crime risk investigation and management.
Incumbent Requirements:
• University degree holder in Business Administration / Accounting / Finance / Law or related discipline
• 3 years’ experience in financial industry with exposure to AML/CFT / compliance / audit or risk management
• Professional qualification in AML (e.g. AAMLP/CAMLP/CAMS) is an advantage
• Competent in reporting writing and presentations
• Proficient in spoken and written English and Chinese
• Strong analytical skills and PC Knowledge
