Responsible for managing financial crime and transaction monitoring-related (TM) duties and investigations, and ensuing all cases and alerts generated from TM system are handled in a professional and speedy manner and in compliance with relevant statutory and regulatory requirements.
Key Role and Responsibilities:
• Analyze alerts and cases generated by TM system, investigate further and disclose suspicious transactions to relevant authority, such as JFIU, in a speedy and professional manner
• Provide advice to Business Units (BUs) on handling suspicious transactions and AML/CFT-related matters
• Review the AML related MIS reports from BUs to ensure the quality and effectiveness performed by BUs
• Provide training and disseminate AML/CFT related information or regulatory notification to Business Units and/or functions
• Support the Bank’s AML/CFT related tasks or projects, such as enhancement of TM system to ensure their ongoing effectiveness
• Provide support to the Head of Financial Crime Compliance or Group Head of AML & Financial Crime Risk in any tasks or ad hoc duties assigned
Job Requirements:
• Bachelor degree holder or above in Business Administration / Accounting / Finance / Risk Management / Law or related discipline
• At least 3 years’ experience in banking industry with exposure to AML&CFT / Financial Crime Compliance (FCC) / audit or risk management
• Knowledge and practical experience in FCC and STR reporting is an advantage
• AAMLP / ACAMS certification is preferred
• Good command of both written and spoken English and Chinese
• Strong analytical skills and PC Knowledge
