Dealing & Trade Support Officer

Eddid Financial Holdings Limited
香港
全职
23小时前
Eddid Financial, based in Hong Kong, is a comprehensive financial group focused on fintech and advanced AI technologies. Our diverse services span retail and institutional sectors, including fintech, internet finance, wealth management, asset management, investment banking, and virtual assets. We are committed to providing one-stop financial solutions through high-quality investment products.

Members of the group hold various licenses, including SFC licenses for regulated activities (types 1, 2, 3, 4, 5, 6, and 9) and Insurance Broker Company license in Hong Kong. Our subsidiary, Eddid Securities USA Inc., is registered with the SEC and CFTC and holds memberships with FINRA and NFA, enhancing our global reach.

With a view to catching up with our rapid expansion, we are sincerely hiring talents to join our Group as

About Eddid Financial

Anchored in Hong Kong, Eddid Financial is an all-encompassing financial group centered around fintech and dedicated to integrating cutting-edge artificial intelligence technologies and other latest technologies into its enterprise DNA. The diversified businesses of Eddid Financial range from retail to institutional and include but are not limited to fintech, internet finance, wealth management, asset management, investment banking, and virtual assets. Eddid Financial is committed to providing one-stop financial services and products to customers through high-quality investment solutions.

Members of the Group hold a variety of licenses and memberships across key financial markets. These include Hong Kong Securities and Futures Commission (SFC) regulated activities ("RA") licenses for types 1, 2, 3, 4, 5, 6, and 9; SEHK and HKCC participant (OTP-C broker number: 0974 and 0977), Insurance Broker Company license; Trust or Company Service Provider License in Hong Kong. Additionally, our fully owned subsidiary, Eddid Securities USA Inc., maintains approved membership with the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the Securities Investor Protection Corporation (SIPC), and is a registered broker dealer with the U.S. Securities and Exchange Commission (SEC) and the Commodity Futures Trading Commission (CFTC) in the United States.

With a view to catching up with our rapid expansion, we are sincerely hiring talents to join our Group.

Key elements of the job:
Assist in the preparation and distribution of deal documentation, including deal term sheet, allocation lists, and confirmations.
Act as a liaison between internal teams and external stakeholders to ensure smooth deal execution.
Maintain accurate records of client orders, allocations, and transactions.
Monitor and communicate deal timelines and critical deadlines.
Collaborate with operations and compliance to ensure adherence to regulatory requirements and internal policies.
Assist in managing daily client services and trading operations, including account opening, performing KYC, application review, client onboarding, order execution monitoring, and post-trade processing.
Reconcile trade discrepancies, ensuring accurate trade bookings and settlements with clearing firms.
Monitor trade blotters, resolve breaks, and escalate issues as necessary.
Provide timely support to clients by resolving operational and clients service issues, via phones and emails.
Business development: Approach potential clients to establish new relationships and understand their needs, developing tailored plans and solutions.
Willing to work on shifts.

The ideal candidate:
Bachelor’s degree in finance, Business, or related field.
2-5 years of experience in trade support, operations, or a related function in an investment bank or broker-dealer environment.
Good writing and communication skills in both English and Chinese (liaise with the English & Chinse speaking associates).
Proficiency with trading systems and platforms (e.g., Bloomberg or basic programming is a plus).
Strong understanding of equity capital markets, syndication processes, and trading operations.
Knowledge of regulatory frameworks and reporting requirements (e.g., CMFAS, FINRA, SEC) will be an added advantage
Preferably with pass in the CMFAS module(s) RES 1A, RES 2A, CM-EIP and CM-SIP.
FINRA Series 7,79, 99 licenses holder is also preferred

All information provided will be treated in strict confidence and used solely for recruitment purposes.

Interest parties are welcome to send us your CV to [email redacted, apply via Company website] .

All information received is for recruitment purpose, and will be destroyed after 6 months upon receiving.

Full-time
申请
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