Job Description:
Details of the Division and Team:
Deutsche Bank Research publishes a wide range of notes including on equities, economics, currencies, credit, rates, strategy, and a variety of other investment products and thematic topics. Deutsche Bank’s Supervisory Analyst team reviews these notes and ensures compliance with regulatory and internal DB policy requirements, as well as facilitates the publication and clearance of these notes. The individual will sit within Research in the globally integrated Business Controls & Supervisory Analyst team. This role involves review of written research as set out in FINRA rules (esp Rule 2210) regarding written communication with the public. Supervisory Analysts (SA) balance risk management (regulatory, reputational and financial risk) with commerciality (analysts want to be first to market). Additionally, the role will involve overseeing product governance of the regional APAC Research product.
What we will offer you:
A healthy, engaged and well-supported workforce is better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That’s why we are committed to providing an environment with your development and wellbeing at its center.
You can expect:
Competitive Salary and non-contributory pension
20/25 days annual leave plus generous number of public holidays
Life Assurance and Private Healthcare for you and your family
A range of flexible benefits including retail discounts, gym benefits, wellbeing incentives
The opportunity to support a wide ranging CSR program plus take volunteering leave days
Your key responsibilities:
Evaluate reports, make independent business decisions, implement necessary changes to ensure compliance with all regulatory requirements and in-house policies.
Oversee the product governance framework in APAC for Research and work closely with multiple stakeholders including Research Analysts and Management, Business Management, Control Functions and other divisions relating to the day-to-day functioning of the business
Ensure the adherence of appropriate policies and processes in APAC including the Research Independence policy
Monitor workflow and prioritize documents for review
Communicate effectively with research analysts and product management team.
Work closely with control room, compliance and legal in identifying potential business conflicts in published research
Comfortably multi-task on various IT platforms
Keep up to date with regulatory changes
Role is required to be performed primarily on-site at the International Commerce Centre. Relevant health and safety requirements may apply.
Your skills and experience:
3+ years working as a supervisory analyst (Series 16 qualified)
Strong written and oral communications and interpersonal skills (native English speaker level
Firm grasp of regulatory requirements: how to implement them in research and explain them to analysts
Team player with the ability to prioritize in a high pressure environment
Ability to work under tight deadlines and handle several tasks simultaneously
Sound and balanced judgment and the confidence to implement changes where necessary
Flexible to adapting to changing business needs
Series S4 a bonus
Research analyst/associate experience and/or previous experience working in a Business Controls role is a plus
How we’ll support you:
Flexible working to assist you balance your personal priorities
Coaching and support from experts in your team
A culture of continuous learning to aid progression
A range of flexible benefits that you can tailor to suit your needs
Training and development to help you excel in your career
About us and our teams:
Deutsche Bank is the leading German bank with strong European roots and a global network. click here to see what we do.
Deutsche Bank & Diversity
We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.
