Develop, document and maintain the company-wide compliance framework covering sales conduct, anti-bribery & corruption, conflicts of interest, data privacy and other thematic risk areas.
Provide expert advice and support to Business and Operations teams on compliance-related inquiries and initiatives, ensuring compliance with applicable regulations and internal policies
Provide administrative support for managing Compliance mailbox and perform overall tracking and reporting of regulatory changes
Monitor day-to-day compliance with policies through reviews, testing and key-risk indicators;
Manage regulatory inspections and audits related to AML compliance
Monitor evolving AML regulations and implement necessary policy changes
Prepare and present AML compliance reports to senior management and board committees
Report breaches or gaps promptly.
Risk Management & Controls:
Conduct regular AML risk assessments across all business lines and products
Oversee the customer onboarding framework including KYC, CDD and EDD processes
Lead investigations into potential money laundering or terrorist financing cases
Anti-Money-Laundering
Draft, review and maintain AML policies, procedures and controls aligned with local regulatory.
Establish and continuously improve customer and product risk-assessment models, including customer risk-rating, ongoing monitoring and enhanced due-diligence workflows.
Support internal and regulatory AML/CTF audits and investigations, and collaborate with stakeholders to facilitate effective resolution and follow-up
Track regulatory developments, assist Compliance Manager to review, update, and implement anti-money laundering and counter-terrorist financing (“AML/CTF”) compliance policies, procedures, and manuals
Implement a sustainable AML training program tailored to senior executives, business lines and functional teams; coordinate awareness campaigns.
Requirement:
Degree holder, preferably in the disciplines of Business/ Accounting/ Insurance/ Law
Minimum of 3 years’ experience in handling compliance matters, with solid experience in AML and preferably in the insurance industry
Excellent interpersonal and communication skills; open to new ideas and cross-functional collaboration.
Proven ability to work accurately and efficiently in a fast-paced, start-up environment
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