First Shanghai Investments Limited , a listed company engages in financial services in Hong Kong and property development and direct investment business in Mainland China. To cope with our expansion, we invite high caliber candidate to fill the following position:
Our subsidiary First Shanghai Securities Limited is looking for highly driven individuals who are motivated to grow and excel with the company.
Job Responsibilities:
Conduct comprehensive CDD and KYC for individual accounts, corporate accounts, trust accounts, institutional accounts, etc
Conduct periodic review on CDD, KYC & AML
Review AML/KYC documentation requirements for different investor types, including AML risk assessments, documentation checks, name screening, FATCA and CRS-related (PEP/Sanctions/Fraud alerts), ongoing periodic review and account setup updates
Assist Sales Team to handle account opening related matters from compliance perspective (including FATCA, CRS, QI, HKIDR, etc.)
Handle due diligence requirements, questionnaires and documentation raised by counterparties
Work closely with front & back office teams to improve and optimize existing account opening management (including account opening, due diligence, etc.) automation related projects
Responsible for client’s data management and record update, timely review, maintenance and update of customer data in system
Maintain and timely update relevant policies and procedures related to client on-boarding and account review to ensure comply with relevant AML policies and legal and regulatory requirements
Work closely with other business units on ad-hoc projects
Job Requirements:
Diploma/Degree holder in Finance, Business Administration or related subjects
At least 3 years or above relevant experience in SFC licensed corporation e.g. securities company is an advantage
Strong knowledge of regulations related to KYC, client onboarding and due diligence, including AML and CTF.
Familiar with the account opening requirements for various types of clients, including individuals, corporate, trusts, institutions, etc.
Responsible, able to work under pressure and independently and meet tight deadlines
Strong interpersonal and communication skills, self-motivated, excellent problem solving ability and project management skills
Good command of Chinese and English, fluent in Mandarin is essential
Immediate available will be an advantage
We offer an attractive package including 5 days work, Year-end bonus, discretionary bonus, medical & life insurance to the right candidate. Please apply with a full resume stating present & expected salary and date available to: The Human Resources Manager by clicking APPLY NOW.
(Personal data collected would be used for recruitment purposes only.