Associate Director, Business Risk Management

LGT is the largest Private Banking and Asset Management group in the world to be owned by an entrepreneurial family. As the family office of the Princely House of Liechtenstein, we have years of experience in the management of sizeable sums of assets.

"Become part of a family – not just a company."
Working in an inspiring and international environment.

We are always looking for qualified, motivated and dedicated colleagues. Discover the below opportunities open to you:

Job Description

• Advise front office on business risk topics including client risk profile, product suitability and selling process requirements in compliance to the local regulatory regime and internal guidelines.

• Conduct transaction monitoring and other surveillance reviews to identify and assess potential risks for escalation, recommendation and rectification.

• Collaborating with internal stakeholders including but not limited to Compliance, Front Management & Support, COO office, Audit etc. to ensure compliance with regulatory requirements and create business synergies.

• Work on management reports, data management and thematic reviews

• Participate in projects related to systems, new initiatives and regulatory updates.

Requirements

• University graduate, with at least 6-8 years of experience in Private Banking Business Risk Management.  Candidates with more experiences will be considered as Associate Director.

• Self-starter with strong interpersonal communication and time management skills.  

• Knowledge and understanding on HKMA / SFC regulatory requirements for Private Banking business and investment products.

• Proficiency in MS Office. MS Power BI / Tableau, Avaloq knowledge and experience will be a plus.

• Fluency in English and Cantonese/Mandarin.

Contact Information

We are looking forward to receiving your online application.

For any further information please do not hesitate to contact our HR Business Partner.

Human Resources